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Who has to comply with Securities Laws and Why.

Date: 06-29-2021

Time: 06:00 PM

Location: zoom

Who: Kim Lisa Taylor
What: Who has to comply with Securities Laws and Why.
When: 6:00PM Tuesday, June, 29, 2021
Where: Zoom (details below)
Cost: Admission is Free
Details: http://inventus.org

ABSTRACT
1. What's an Issuer?
2. What’s a Security?
3. What are Securities “exemptions"?
4. What is the purpose of a Private Placement Memorandum?
5. What docs comprise a securities offering?
6. Why does one need to establish a "pre-existing, substantive
relationship” with investors?
7. What does it mean to establish a “pre-existing, substantive
relationship”?
8. What is “crowdfunding”?
9. What services to you offer:
1. For people raising private money?
2. For people looking to invest in a syndicate?
10. How can our audience reach you?

Speaker Biography:
Kim Lisa Taylor is a nationally recognized corporate securities attorney and best selling author. She is the founder of Syndication Attorneys, PLLC, a Florida based law firm that provides Securities Offering Documents and Investor Marketing Materials for clients nationwide. Kim has been the responsible attorney for hundreds of securities offerings. She appears in the Top 100 People in Finance Magazine (Spring 2020) and is listed in Marquis Who’s Who.

She is also the author of *Amazon #1 Best Selling book "How To Legally Raise Private Money.”

Related Web Site : http://inventus.org


For more information, contact Douglas Lyon / x3155 / dlyon@fairfield.edu